Ulysses Pact

Ulysses Pact

Reviewed by Faisal Zaidi

A Ulysses pact is a freely made decision designed to bind your future self. Ulysses had his crew plug their ears with beeswax and lash him to the mast, so he could hear the Sirens without being able to act on hearing them. That structure is the whole idea: a present self who knows the later self will want something different, and who deliberately takes the options away from that later self. An advance healthcare directive is the clearest modern instance.

What it is

The definition sounds like a plan, and the difference from a plan is the entire point. A plan is a set of instructions the future self is expected to follow. A Ulysses pact is an arrangement the future self cannot easily overturn, made by someone who is expecting to be overruled and has decided not to permit it. Ulysses did not resolve to resist the Sirens. He arranged the ship so that resistance was not required and not possible: the crew could not hear him, and he could not free himself. He got to hear the song and did not get to act on it.

Three things have to be true for something to count. The pact is made freely, by the person it binds. It is made by a self who knows, in advance, that the later self will want something different, which is why it exists at all. And it deliberately disempowers that later self rather than merely instructing it. Take away the third condition and you have a resolution, which is exactly the thing that fails at the moment of temptation, because the moment of temptation is when a person is least equipped to hold one.

Advance healthcare directives are the clearest modern instance, and they are clarifying precisely because nothing about them is a productivity technique. A person writes down, while competent, what should happen if they are no longer competent to decide. The whole point of the instrument is that the future person may be in no position to be consulted, and may want something the present person has judged should not be honoured. That is the Ulysses structure stated at its most serious, and it shows that this is a legal and institutional pattern long before it is a self-help one.

The same shape recurs wherever an institution has decided that a future decision should be made expensive on purpose. Early-withdrawal penalties on retirement accounts do not stop anyone withdrawing; they make a rational future decision costly at the moment it becomes tempting. Marriage is a legal contract rather than a standing intention. None of these are motivational devices. They are arrangements that make one option costly or unavailable before anyone wants it, which is the only moment at which such an arrangement is easy to make.

Where the idea gets interesting, and where the site's editorial interest in it really sits, is the ethics. A device that binds a future self is benign when the present self is the one setting it. The same machinery, in someone else's hands, is choice architecture at best and coercion at worst. Nothing about the technique working tells you who is entitled to use it, and the question of who is allowed to bind whom does not get answered by the fact that binding works. That is the question The Manipulation Matrix exists to ask.

Nir Eyal is the route by which the term reaches this publication, through Indistractable, where he treats the Ulysses pact as the general form and sorts the personal versions into three types. Effort pacts make the unwanted behaviour harder. Price pacts make it cost money. Identity pacts make it inconsistent with who the person takes themselves to be. All three are low-stakes modern descendants of the mast and the beeswax, and all three inherit both the structure and the ethical question.

One caution belongs in the explanation rather than in the footnotes, because it is the part readers skip. In Eyal's own model, precommitment is a last resort rather than a first move. It is the fourth step, and pacts made before the internal triggers, the traction and the external triggers have been dealt with, in his words, will be useless. A pact placed in front of an unexamined discomfort produces an inconvenienced person with the same discomfort. He also concedes, straightforwardly, that researchers do not fully understand why precommitment works as well as it does, which is the right ceiling on any confident claim in this area.

In effect

Research: deposit contracts in the Halpern smoking trial

The most rigorously tested Ulysses pact in the literature this site has checked is the deposit contract, where a person stakes their own money in advance and forfeits it on failure. Halpern, French, Small and colleagues (2015), in the New England Journal of Medicine, randomised 2,538 CVS Health employees and family members across four financial-incentive programmes for smoking cessation. On an intention-to-treat basis at six months, usual care produced 6.0 per cent sustained abstinence, the reward programme 15.7 per cent, and the deposit programme 10.2 per cent. The deposit arm did worse than the reward arm, and the reason is acceptance: only 13.7 per cent of people offered a deposit programme took it, against 90.0 per cent for rewards. Among people who would have accepted either, the authors' instrumental-variable analysis put deposit contracts 13.2 percentage points ahead of rewards, 95% CI [3.1, 22.8]. That is the honest shape of the finding. A binding pact works better for the few who will sign one, and almost nobody will sign one. See price pacts, where this study is set out in full, including the widely quoted figure that was the wrong number.

Everyday life: the advance healthcare directive

A person in good health writes instructions for a version of themselves who may not be able to object. This is the least glamorous and most consequential Ulysses pact most people will ever make, and it is the one that shows what the structure is actually for. The document has force because the later self's preferences are, by design, not decisive. Everything uncomfortable about the idea is present here in its clearest form: the present self is asserting authority over the future self, and the justification is not that the present self knows better in general, but that it is the only version currently in a position to decide calmly.

Commerce and product design: locks sold by the week

The commercial versions are now a small industry, and they are all the same structure at a lower price. The Kitchen Safe is a plastic container with a timer lock, sold on the promise that the biscuits are unreachable for four hours. iOS Downtime and Android Digital Wellbeing sell the same thing for a phone. Retirement products have run on the pattern for decades, charging a penalty on early withdrawal that exists precisely to be a deterrent at a future moment of temptation. What every one of these is selling is not willpower and not prevention, but a delay and a cost inserted between a person and an option, decided at a moment when deciding was easy. It is worth noticing who buys them, which is usually people who have not done the earlier work, because those are the people looking for something to purchase.

What it does not say

It does not say that binding your future self is always legitimate. The pact is defensible when the present self sets it. The same device, set by an employer, a platform or a government, is a different object with a different justification required, and the technique's effectiveness contributes nothing to that justification.

It does not say the pact prevents anything. Most personal versions are friction rather than walls. Eyal's own example concedes the limit: the timer-locked container can be opened with a hammer, and the design works because you probably will not fetch one. A pact that a determined future self cannot defeat is rare outside law and medicine.

It does not carry a research base proportionate to how confidently it is usually presented. This page is tagged unreviewed, which in this publication's vocabulary is a statement about us rather than about the idea: the definition is sound and nobody here has assessed the experimental support for the personal versions. Eyal's own admission that the mechanism is not well understood is the ceiling. The one strand that has been properly tested, deposit contracts, returns a trade-off rather than a triumph, and the trade-off is about who agrees to be bound rather than about whether binding works.

It also does not say the technique substitutes for the rest of the work, and Eyal is explicit on this. A pact set in front of an unexamined discomfort will, in his own word, be useless.

Who developed it

No single person. The Ulysses pact is a classical term of art, named for the episode in Homer's Odyssey, and the structure it describes long predates any psychological literature: it appears in law, in medicine and in financial contracts. The vault's own note records Nir Eyal as originator, with the year unrecorded, which is best read as recording the route by which the term entered this vault, through Indistractable (2019), rather than a claim of authorship. That attribution shape, a well-known author named as originator with no date attached, is the exact pattern this vault has repeatedly caught misfiring, so the page states the position plainly instead of inheriting it. Eyal's genuine contribution here is the three-part taxonomy of personal pacts, not the concept itself.


Sources

  1. Eyal, N. (2019). Indistractable: How to Control Your Attention and Choose Your Life. BenBella Books. Ch. 22, pp. 156-157, with the definition given in a footnote.
  2. Halpern, S. D., French, B., Small, D. S., et al. (2015). Randomized trial of four financial-incentive programs for smoking cessation. New England Journal of Medicine, 372(22), 2108-2117. N = 2,538. Reached via abstract, press release and the authors' later summary; the full text is paywalled, so table-level detail is secondhand and flagged as such.
  3. Where this came from
  4. 4 books in this library carry this concept, which is corroboration worth knowing about, though these authors read each other and often draw on the same experiments, so it is not independent confirmation.