Is Learned Helplessness Real

Is Learned Helplessness Real

ยท Reviewed by Faisal Zaidi

The question is usually asked about the dogs. The evidence answers a narrower one: what the 1967 experiments showed, and what their authors now say it meant. Learned helplessness holds up as a behavioural result, while the story that animals learn to give up has been reversed by the researchers who told it.

Answer to the question

Is learned helplessness real?

The behaviour is real. It was observed in dogs in 1967 and in college students in 1975. The explanation has changed. Maier and Seligman, who proposed it, now report that prolonged aversive stimulation itself produces the passivity and that what is learned is control. How far the animal circuit explains people is, in their word, speculative.

Key takeaways

  • Seligman and Maier (1967) gave three groups of eight dogs shocks: one group could stop them, one received identical shocks it could not stop, one received none. A day later the yoked group was slower to escape in a shuttle box, and six of its eight dogs failed completely in the authors' 1976 account.
  • Overmier and Seligman (1967) ran 88 dogs in three experiments. Dogs tested 48, 72 or 144 hours after inescapable shock, in groups of four, did not differ from dogs that had never been shocked.
  • A 1975 study by Hiroto and Seligman, as Maier and Seligman summarised it in 1976, found the same pattern in college students: most of those given noise they could not stop failed to escape a noise they could stop.
  • Baratta, Seligman and Maier (2023) state the revised view: prolonged aversive stimulation itself produces the debilitation, and it is actually control that is learned, through the medial prefrontal cortex inhibiting a dorsal raphe response.
  • In adolescent rats, an early session in which the animals could escape blocked the effects of inescapable shock 56 days later (Baratta, Seligman and Maier, 2023). The authors call their translation to humans speculative.

Eight dogs were given shocks they could do nothing to stop. A day later, in a shuttle box where stepping over a low barrier ended the shock, six of them did not escape at all. That behavioural result is the settled part of learned helplessness. The explanation is not: the two scientists who proposed that the dogs had learned to give up now say their theory got it backward.

Two Compartments and a Low Barrier

The standard account starts with an experiment on dogs by Martin Seligman and Steven Maier. Three groups of eight dogs were used. Dogs in one group could end a shock by pressing a panel with their noses. Dogs in a second group received exactly the same shocks, yoked to the first group, but nothing they did changed them. A third group was not shocked. A day later every dog was placed in a shuttle box, where stepping over a low barrier ended the shock.

The yoked group was slower to respond than the other two. In Maier and Seligman's own summary of the 1967 work, published in 1976, six of the eight yoked dogs failed completely to escape. Because the shocks were identical in the first two groups, the difference could not come from pain or from the amount of shock. It had to come from whether the dog's own behaviour had mattered.

That is the version of learned helplessness retold in popular books. Barry Schwartz's The Paradox of Choice, in its revised edition of 2016, says the animals "had learned from being exposed to inescapable shocks that nothing they did made a difference" (p. 106). [Choice Overload After the Jam Study](https://thewhyweproject.com/articles/choice-overload-after-the-jam-study) looks at the evidence on the choice argument he builds around it. The sentence matches the original theory, which held, in the words of a 2023 review by Michael Baratta, Seligman and Maier, that "the animal learns that outcomes are independent of its behavior."

A Result That Faded, Then Reached People

A second paper from 1967 complicates the picture of learned helplessness as permanent surrender. Overmier and Seligman ran 88 dogs across three experiments. Inescapable shock reliably interfered with escape in the shuttle box a day later. The interference appeared even in dogs paralysed with curare while they were shocked, so it did not depend on anything the dogs had done with their bodies during the shocks.

It also faded. In the third experiment, dogs tested 48, 72 or 144 hours after the shocks, in groups of four, did not differ from dogs that had never been shocked. The authors concluded that the effect dissipates quickly, leaving an apparently normal animal after only 48 hours.

The design reached people in 1975. In the account Maier and Seligman gave in 1976, college students in one group heard a loud noise they could stop by pushing a button. A second group heard the same noise, but the button did nothing. A third group heard no noise. All three were then moved to a hand shuttle box, where moving a hand across the box stopped a noise.

The students who had been able to stop the noise, and those who had heard none, learned to use the box readily. Most of the students who had heard noise they could not control failed to escape it. The same pattern in a second species, with a different unpleasant event, is why learned helplessness came to be treated as a general phenomenon. Whether a result from the 1970s would survive a modern replication is a separate question, of the kind [The Psychology You Learned Didn't Replicate](https://thewhyweproject.com/articles/the-psychology-you-learned-didnt-replicate) takes up.

How the Authors Turned the Idea Around

The explanation changed once experimenters could look at the brain. Maier and Seligman revisited the theory of learned helplessness in 2016, in a paper titled "Learned helplessness at fifty: Insights from neuroscience." Its abstract says the original theory "got it backward": passivity in response to shock "is not learned," it is "the default, unlearned response to prolonged aversive events," and what animals learn is that they can control aversive events. In 2023, with Baratta, they set out the revised view in Frontiers in Psychiatry. Their abstract says recent work on the neural basis of helplessness "takes the opposite view."

The original proposal about learned helplessness held that control passively leads to protection, because uncontrollability was the active ingredient. The revised one puts it the other way. "Prolonged exposure to aversive stimulation per se produces the debilitation," the review says, and "it is actually control that is learned." Prolonged aversive stimulation strongly activates serotonin-producing neurons in the dorsal raphe nucleus, a structure in the brainstem. Control engages the medial prefrontal cortex, which inhibits that response from above. In the authors' phrase, control "actively leads to protection."

It is actually control that is learned.

A rat paper by Amat and colleagues from 2005 is titled "Medial prefrontal cortex determines how stressor controllability affects behavior and dorsal raphe nucleus." The 2023 review reports that in rats, activating the medial prefrontal cortex during shocks the animals could not escape gave the same protection as being able to escape.

How far this reaches people is the open part. The rat work used mainly males, and the review reports that in females control did not blunt the stressor in the same way. The authors call their translation to humans speculative. They say it is uncertain which area of the human prefrontal cortex corresponds to the rat region studied, and they make no attempt in the review to judge whether the human neural findings fit the animal work. The behavioural result from the students in 1975 stands as a finding about people.

What the Rat Experiments Add

The same work reports something the original account of learned helplessness did not predict. An initial experience of control "potently blocks the deficits produced by later exposure to uncontrollable shock," in the review's words. In adolescent rats, an early session in which the animals could escape blocked the effects of inescapable shock in adulthood, 56 days later. According to the review, that protection requires medial prefrontal activity during the early experience and again during the later stress, plus the production of new plasticity-related proteins. A related question, how people respond when a choice is taken from them, is the subject of [Reactance: Why a No Makes You Want It](https://thewhyweproject.com/articles/reactance-why-a-no-makes-you-want-it).

What the dogs were missing is where the accounts part. The first says they had acquired a belief that nothing they did worked. The second says the passivity came from the shocks and that control was the thing to be acquired. The Paradox of Choice was revised in 2016, the year of Maier and Seligman's paper, and still tells the first.

Common questions

Is learned helplessness real?

The behaviour is real. It was observed in dogs in 1967 and in college students in 1975. The explanation has changed. Maier and Seligman, who proposed it, now report that prolonged aversive stimulation itself produces the passivity and that what is learned is control. How far the animal circuit explains people is, in their word, speculative.

Did the dogs give up permanently?

The evidence from the one experiment that varied the delay points the other way. Overmier and Seligman found that dogs tested 48 hours or more after the shocks did not differ from unshocked dogs. The groups in that test were small, four dogs each.

Who reversed the theory of learned helplessness?

Its own authors. Maier and Seligman revisited it in 2016, and with Baratta they described the revised account in 2023: the debilitation comes from prolonged aversive stimulation, and control is what the animal learns.

Does the rat research show how learned helplessness works in people?

It does not settle it. The authors describe their human translation as speculative and say it is uncertain which part of the human prefrontal cortex corresponds to the rat region studied.

Sources

Seligman, M. E. P., & Maier, S. F. (1967). 'Failure to escape traumatic shock.' Journal of Experimental Psychology, 74(1), 1-9. doi:10.1037/h0024514

Overmier, J. B., & Seligman, M. E. P. (1967). 'Effects of inescapable shock upon subsequent escape and avoidance responding.' Journal of Comparative and Physiological Psychology, 63(1), 28-33. doi:10.1037/h0024166

Hiroto, D. S., & Seligman, M. E. P. (1975). 'Generality of learned helplessness in man.' Journal of Personality and Social Psychology, 31(2), 311-327. doi:10.1037/h0076270

Maier, S. F., & Seligman, M. E. P. (1976). 'Learned helplessness: Theory and evidence.' Journal of Experimental Psychology: General, 105(1), 3-46. doi:10.1037/0096-3445.105.1.3

Amat, J., Baratta, M. V., Paul, E., Bland, S. T., Watkins, L. R., & Maier, S. F. (2005). 'Medial prefrontal cortex determines how stressor controllability affects behavior and dorsal raphe nucleus.' Nature Neuroscience, 8(3), 365-371. doi:10.1038/nn1399

Maier, S. F., & Seligman, M. E. P. (2016). 'Learned helplessness at fifty: Insights from neuroscience.' Psychological Review, 123(4), 349-367. doi:10.1037/rev0000033

Baratta, M. V., Seligman, M. E. P., & Maier, S. F. (2023). 'From helplessness to controllability: toward a neuroscience of resilience.' Frontiers in Psychiatry, 14, 1170417. doi:10.3389/fpsyt.2023.1170417

Schwartz, B. (2016). The Paradox of Choice: Why More Is Less (revised edition). Ecco, p. 106.

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